Form 144

Results: 602



#Item
251SEC filings / Financial regulation / Finance / Financial economics / Form 4 / Form 144 / Securities Act / Security / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - 5106838_2.DOC

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Source URL: www.sec.gov.

Language: English - Date: 2013-12-23 14:47:19
252Financial regulation / U.S. Securities and Exchange Commission / EDGAR / Form 5 / Securities Act / Finance / Form 10-K405 / SEC filings / Government / Form 4

Rulemaking Petition: Request for rulemaking to combine Form 144 into Form 4

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Source URL: www.sec.gov.

Language: English - Date: 2013-12-23 14:40:57
253United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial services / Securities Exchange Act / Broker-dealer / Securities and Exchange Commission / Form 144 / Rule 144A / United States securities law / Finance / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2010-01-13 08:50:45
254New Deal / Securities Act / Financial regulation / Canadian securities regulation / Securities Commission / Financial economics / Law / Form 144 / Exempt market dealer / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

MSC Notice[removed]Proclamation of Amendments to The Securities Act and Transitional matters relating to the regulation of Derivatives under the Act The Manitoba Securities Commission (Commission or MSC) is publishing th

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-12-18 14:24:13
255United States Securities and Exchange Commission / Financial economics / Finance / Investment / New Deal / Securities Act / Security / Securities Exchange Act / Form 144 / United States securities law / Stock market / 73rd United States Congress

Microsoft Word - 14_501_am_msc_rule_2008_22.doc

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
256Financial markets / United States securities law / SEC filings / Security / Stock market / Alternative Trading Systems / Repurchase agreement / Algorithmic trading / Form 144 / Finance / Financial economics / Investment

FORM 21-101F3 QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIES Alternative Trading System Name: ___________________________________ Period covered by this report: ___________________ to ______________

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
257Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 5, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-05 08:41:08
25873rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 RELEASE NO[removed]July 17, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov.

Language: English - Date: 2014-07-17 06:25:37
259Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 5, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-05 08:35:16
260Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 17, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-16 20:03:45
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